In the matter of RM Capital Pty Ltd NSD906/2019, led by D Hogan-Doran SC, for the second defendant in ongoing civil penalty proceedings brought by ASIC in respect of alleged contravention of conflicted remuneration provisions of the Corporations Act.
NL Investment Group Pty Ltd v Parc Vue Project Botanic Pty Ltd [2020] FCA 711, unled, for the fourth defendant. Strike out of whole of pleading and process seeking compensation for alleged contraventions of offences and misleading and deceptive conduct provisions of the financial services provisions of the Corporations Act.
Re Courtenay House Capital Trading Group Pty Ltd (in liq) [2018] NSWSC 1918, led by S Goodman SC, for the fifth and eighth defendants in proceedings brought by liquidator and ASIC in relation to freezing orders obtained in support of prosecution for alleged ponzi scheme.
Appearing for a number of witnesses in ASIC examinations into alleged contraventions of Corporations Act.